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Results 1 - 9 of 761

What You Should Know About Socially Responsible Investing

Jul 20, 2021 10:25 am

As concerns around issues such as climate change and social justice continue to gain prominence globally, many investors are increasingly paying attention to the social and environmental footprint of the companies they invest in. Factors...

CSA Publishes Final Amendments to Enhance Protection of Older & Vulnerable Clients

Jul 15, 2021 12:58 pm

The Canadian Securities Administrators (CSA) published final amendments on July 15, 2021 that will improve protection of older and vulnerable clients across Canada, by providing registrants with tools and guidance to address situations involving diminished...

Investment Caution List: 27 New Additions

Jul 08, 2021 3:25 pm

The BC Securities Commission’s (BCSC) Enforcement Division has added 27 new entries to the Investment Caution List since our last post in April 2021. We encourage you to keep an eye on the BCSC’s Investment Caution List,...

Enforcement Roundup: June 2021

Jul 06, 2021 2:53 pm

The June 2021 edition of the Enforcement Roundup includes one enforcement action from the British Columbia Securities Commission (BCSC). BCSC Enforcement Settlement Agreements Albert Alan Housego The BCSC reached a settlement agreement with Housego, a...

Putting Investors First: Client Focused Reforms and Conflicts of Interest

Jun 30, 2021 10:01 am

The Canadian Securities Administrators (CSA), which includes the British Columbia Securities Commission, developed a comprehensive set of rules, known as Client Focused Reforms, that will begin to come into effect across Canada today. This article...

Canadians Unaware of the Signs of Financial Elder Abuse

Jun 15, 2021 6:55 pm

A new survey by the Canadian Securities Administrators’ (CSA) found nearly 29 per cent of Canadians know a victim of financial elder abuse, while 42 per cent said they could not recognize the signs of...

Enforcement Roundup: May 2021

Jun 10, 2021 3:07 pm

The May 2021 edition of the Enforcement Roundup summarizes two enforcement actions from the British Columbia Securities Commission (BCSC). BCSC Enforcement Criminal Charges Jeffrey Shaughnessy Shaughnessy, a Vancouver resident, is accused of committing two counts...

Elder Financial Abuse: Protect Yourself and Those You Love

Jun 01, 2021 9:30 am

Elder financial abuse is the most common form of elder abuse. It is defined as the unlawful or unauthorized use of an elderly person’s financial assets. It is also the act of pressuring an elder...

How to Start a Conversation About Elder Financial Abuse

Jun 01, 2021 9:00 am

It takes courage to speak up about elder financial abuse. It’s not always easy to recognize, and people subjected to abuse are often fearful, humiliated, or ashamed. These factors can make elder financial abuse difficult...